| 8/7/2024 | SP | New Issue: Citigroup prices $305,000 11.5% autocallable equity linked securities on three stocks
|
| 5/2/2024 | SP | New Issue: Citi sells $577,000 autocallable variable coupon market-linked notes on four stocks
|
| 6/1/2022 | SP | New Issue: JPMorgan prices $675,000 12.4% callable contingent interest notes linked to Centene
|
| 5/17/2022 | SP | New Issue: JPMorgan prices $410,000 autocallable contingent interest notes on three stocks
|
| 5/16/2022 | SP | New Issue: JPMorgan prices $1.18 million autocallable contingent interest notes on three stocks
|
| 4/29/2022 | SP | New Issue: GS Finance sells $9.25 million basket-linked notes tied to 77 stocks
|
| 2/7/2022 | SP | New Issue: UBS prices $2.5 million trigger autocallable contingent yield notes on three stocks
|
| 8/26/2021 | SP | New Issue: GS Finance prices $13.14 million leveraged basket-linked notes on 179 stocks
|
| 8/5/2021 | SP | New Issue: UBS prices $811,000 contingent income autocalls on Centene
|
| 5/16/2021 | SP | New Issue: UBS prices $2.5 million trigger autocallable contingent yield notes on four stocks
|
| 5/2/2021 | SP | New Issue: GS Finance sells $520,000 leveraged notes on basket of 82 stocks
|
| 3/28/2021 | SP | New Issue: Barclays prices $5.01 million contingent income autocalls on Cetene
|
| 3/7/2021 | SP | New Issue: Credit Suisse sells $985,000 contingent coupon autocallable reverse converts on stocks
|
| 2/22/2021 | SP | New Issue: GS Finance sells $5 million leveraged notes on basket of 78 stocks
|
| 10/12/2020 | SP | New Issue: JPMorgan prices $846,000 contingent interest autocalls on three stocks
|
| 10/11/2020 | SP | New Issue: Scotia sells $3.29 million capped enhanced participation notes on basket of 79 stocks
|
| 10/11/2020 | SP | New Issue: JPMorgan prices $1.64 million contingent interest autocalls on three stocks
|
| 9/21/2020 | SP | New Issue: BofA prices $250,000 fixed income autocallable yield notes on four stocks
|
| 8/21/2020 | SP | New Issue: JPMorgan sells $626,000 autocallable yield notes on three stocks
|
| 8/21/2020 | SP | New Issue: JPMorgan sells $1.8 million contingent interest autocalls on three stocks
|
| 7/23/2020 | SP | New Issue: JPMorgan sells $8.51 million autocallable yield notes on three stocks
|
| 7/23/2020 | SP | New Issue: JPMorgan sells $3.22 million autocallable yield notes on three stocks
|
| 7/17/2020 | SP | JPMorgan plans contingent interest autocalls tied to three stocks
|
| 7/6/2020 | SP | JPMorgan plans to price autocallable yield notes tied to three stocks
|
| 6/11/2020 | SP | New Issue: JPMorgan sells $1.2 million contingent interest autocalls on two stocks
|
| 2/24/2020 | SP | New Issue: CIBC prices $750,000 capped leveraged notes on basket of 50 stocks
|
| 1/16/2020 | SP | New Issue: JPMorgan sells $485,000 contingent interest autocalls on three stocks
|
| 7/24/2019 | SP | New Issue: Morgan Stanley sells $1.56 million contingent income autocalls on two stocks
|
| 7/16/2019 | SP | Morgan Stanley to price autocallable notes linked to CVS, Centene
|
| 7/11/2019 | SP | New Issue: JPMorgan prices $491,000 contingent interest autocallables tied to stocks
|
| 5/31/2019 | SP | Goldman amends Cusip for notes tied to basket of Russell 3000 stocks
|
| 5/9/2019 | SP | New Issue: Goldman sells $1 million notes tied to basket of Russell 3000 stocks
|
| 3/27/2018 | SP | New Issue: JPMorgan prices $3.28 million two-year capped buffer gears on basket of 15 stocks
|
| 3/14/2018 | SP | JPMorgan plans two-year capped buffer gears on basket of 15 stocks
|
| 2/5/2018 | SP | New Issue: BMO sells $581,000 buffered bullish notes on Ameriprise IRG Conviction stocks
|
| 2/5/2018 | SP | New Issue: BMO sells $1.05 million buffered bullish notes on Ameriprise IRG Conviction stocks
|
| 2/5/2018 | SP | New Issue: BMO prices $505,000 bullish enhanced notes on 10 Ameriprise IRG Conviction stocks
|
| 2/5/2018 | SP | New Issue: BMO prices $997,000 bullish enhanced notes on 10 Ameriprise IRG Conviction stocks
|
| 1/24/2018 | SP | BMO to price bullish enhanced notes on Ameriprise IRG Conviction stocks
|
| 1/24/2018 | SP | BMO plans buffered bullish notes on 10 Ameriprise IRG Conviction stocks
|
| 1/24/2018 | SP | BMO to price buffered bullish notes on Ameriprise IRG Conviction stocks
|
| 1/24/2018 | SP | BMO plans bullish enhanced notes on 10 Ameriprise IRG Conviction stocks
|
| 7/5/2017 | SP | New Issue: Credit Suisse sells $1.08 million autocallable reverse convertibles on three stocks
|
| 3/24/2017 | SP | New Issue: Credit Suisse prices $747,000 autocallable yield notes tied to three stocks
|
| 10/3/2016 | SP | New Issue: RBC prices $948,000 direct investment notes tied to basket of 25 stocks
|
| 8/25/2016 | SP | RBC to price direct investment notes linked to basket of 25 stocks
|
| 8/26/2015 | SP | New Issue: RBC prices $296,500 trigger phoenix autocallables linked to Centene
|
| 8/19/2015 | SP | RBC plans three-year trigger phoenix autocallables linked to Centene
|
| 7/21/2015 | SP | New Issue: JPMorgan prices $3.15 million trigger phoenix autocallables on Centene
|
| 7/15/2015 | SP | JPMorgan to price trigger phoenix autocallables linked to Centene
|
| 5/20/2015 | SP | New Issue: Deutsche Bank prices $776,000 trigger phoenix autocallables on Centene
|
| 5/13/2015 | SP | Deutsche Bank plans trigger phoenix autocallables linked to Centene
|
| 2/28/2014 | SP | New Issue: Deutsche Bank prices $729,000 trigger phoenix autocallables linked to Centene
|
| 2/24/2014 | SP | Deutsche Bank plans trigger phoenix autocallables linked to Centene
|
| 12/2/2013 | SP | New Issue: Deutsche prices $975,250 trigger phoenix autocallables on Centene
|
| 11/20/2013 | SP | Deutsche Bank to price trigger phoenix autocallables linked to Centene
|
| 4/9/2013 | SP | New Issue: JPMorgan prices $2.45 million 8% airbag autocallables linked to Centene
|
| 4/2/2013 | SP | JPMorgan plans 6%-8% airbag autocallable notes linked to Centene
|
| 12/31/2012 | SP | New Issue: JPMorgan sells $1.82 million airbag autocallable yield notes on Centene
|
| 12/19/2012 | SP | JPMorgan plans 8%-10% airbag autocallable notes linked to Centene
|
| 9/20/2007 | SP | New Issue: Eksportfinans sells $1.01 million 13.6% reverse convertibles linked to Centene via Natixis
|
